Advisory of Convertible PIPE Transactions

J. Wood Capital Advisors helps emerging healthcare and technology companies raise capital in the debt markets. We have deep expertise across all financing alternatives and can help companies develop a capital structure and financing plan that best meets their objectives. Our independent advisory model ensures that we are free of any conflicts that are inherent in the traditional investment banking model.

The senior members of J. Wood Capital Advisors have extensive capital raising experience and can advise companies on various forms of financing including senior secured term loans, revolvers (including asset-based loans), royalty-based debt, convertible PIPEs, pre-IPO convertibles, debt with warrants, other structured convertibles, and other customized financing structures. We help companies with the entire financing process including investor outreach, structuring, documentation, economics, and other items.

We look forward to sharing our collective experience with you to ensure a successful transaction.

Capital Structure Planning

We work closely with management in identifying a company's unique circumstances to develop a capital structure plan that best suits its objectives.  This includes consideration of key company milestones, financial inflection points, and business catalysts. Once we have an understanding of a company’s near-term and long-term business and financing objectives, we work with management to identify the appropriate markets from which to raise capital.

TRANSACTION EXECUTION

Once we have a financing roadmap developed, we help the company to execute against that roadmap. We lead and manage the outreach process with appropriate investors based on the company’s unique profile and needs. We drive a competitive dynamic between investors in order to obtain the best pricing and structural considerations. We develop analysis to help the company to compare and contrast the specifics of the various financing proposals and to select the proposal that best fits with its objectives. After a proposal has been selected, we guide the negotiation and execution of transaction documentation and represent the interests of the company, in order to optimize pricing and terms. Post-closing, we remain available to advise and assist, as needed.